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Strategic Wealth Management (SWM)

Strategic Wealth Management (SWM) is one of the industry’s most comprehensive investment platforms. Clients have access to individual stocks, bonds, mutual funds, ETFs, UITs, alternative investments, conservative options, fund of hedge funds, and managed futures. The account minimum for SAM is $25,000.

Strategic Wealth Management (SWM) provides access to:

  • No-load/load-waived mutual funds*
  • Stocks
  • Bonds
  • Unit investment trusts (UITs)
  • Conservative options
  • Funds of hedge funds
  • Managed futures
  • Fee-based variable annuities

Nominal transaction costs will occur. No-load and load-waived mutual funds available through SAM may incur 12b-1 fees. SAM is offered through LPL Financial, A Registered Investment Advisor.